AML/CFT ASSESSMENT AND REPORTING
AML/CFT Assessment and Reporting
Review and update of the company’s risk assessment
Analysis of KYC, CDD, and sanctions screening procedures
Review of registers, client files, and supporting documents
Preparation of mandatory forms and reports
Remediation plan for identified violations and deficiencies
Who Needs This
Regulatory Framework · UAE
About Us
make fortune
AML/CFT Services
AML/CFT Documentation
Policies, procedures, risk assessments, forms, and internal guidelines tailored to the company’s activities.
goAML Registration
Registration of the reporting entity, access setup, and preparation of the responsible officer to work with the system.
AML/CFT Assessment and Reporting
Data collection, internal process review, and support with mandatory assessments and reporting.
Service Ecosystem
Accounting
Restoration of Accounting Records
tax & compliance
Corporate Tax & VAT Registration
Preparation and Filing of Tax Returns
Transfer Pricing & Benchmarking
Preparation for Tax Audits
TRC and International Agreements
F A Q
What does a company AML/CFT assessment include?
We review the risk assessment, internal policies, client procedures, sanctions screening, registers, staff training, and allocation of responsibilities. Based on the results, we prepare a list of deficiencies and required actions.
Is an annual assessment mandatory for every company?
The requirements depend on the company’s activities, licence, reporting entity status, and supervisory authority. A regulated company must document and regularly update its risk assessment. A separate annual questionnaire or report is submitted where and within the deadlines required by the relevant regulator.
What documents are required for the review?
Typically, AML/CFT policies, the risk assessment, client files, KYC/CDD forms, sanctions screening results, internal registers, training records, and previously submitted reports are required.
What should be done if violations are identified during the assessment?
We determine the level of risk, prepare a remediation plan, and help update documents and procedures. Priority is given to deficiencies that may lead to breaches of regulatory requirements or improper handling of clients.
Can reporting be prepared after a request from the regulator?
Yes. We help analyse the request, collect supporting materials, verify that the information is complete, and prepare the response. It is important to meet the specified deadline and avoid submitting unverified or contradictory information.
